SMCR Compliance Advisory - Insurance

London, England, gb
Company: Michael Page
Category: Management Occupations
Published on 2021-07-30 18:10:26

The SMCR Compliance Senior Associate will:

  • Implement and oversee the operation for complying with SMCR and Conduct within the firm.
  • Manage the SMCR and Conduct Frameworks on an ongoing basis, to ensure the firm operates within the regulations.
  • Provide advice and guidance on specific SMCR and Conduct issues, including onboarding and remuneration.
  • Work closely with other key stakeholders within the business (e.g. Legal, Risk and HR) in any SMCR and Conduct related matters.
  • Play a lead role in implementation of Compliance led regulatory change projects.
  • Support the development of the firm's Compliance culture.
  • Contribute to the development and maintenance of effective working relationships with the PRA and the FCA on behalf of the firm.
  • Provide SMCR and Conduct training to support and develop communications to teams explaining key regulatory requirements and developments.
  • Responsible for any reporting requirements in relation to SMCR and Conduct activities.
  • The Successful Applicant

    The successful candidate will have:

  • Knowledge of SMCR and Conduct rules and the successful implementation and operation of these frameworks.
  • Previous experience working in an SMCR and Conduct role.
  • Excellent interpersonal skills, credibility in influencing, negotiating and the ability to build relationships with key stakeholders.
  • The ability to remain calm under pressure, handle a diverse range of priorities and tasks and difficult situations with tact and diplomacy.
  • Sound judgement and decision-making.
  • The ability to lead project teams.
  • Strong attention to detail.
  • Good communication skills both written and oral.
  • Excellent numerical and analytical skills.
  • Intermediate use of Excel and Word.
  • What's on Offer

    The role will offer up to £70,000pa + benefits.

    All candidates will be assessed in line with their experience.

    Jobs you might also be interested in