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Phoenix   Your Professional Search Partner

Internal Audit Manager - Capital Markets

London, England, GB

Company: Phoenix Your Professional Search Partner

Category: Business and Financial Operations Occupations

Published on 2022-05-07 23:36

Phoenix are working with one of the world's leading Investment Banks who is looking for a Senior Assistant Vice President to join their Internal Audit team.

Your key responsibilities:

  • Executes day-to-day operational audit work and contributes to the delivery of audits (including risk assessment profiles and business monitoring)
  • Participate in planning audits e.g. documenting activity flows of the processes to be reviewed, identifies risks and the key actual controls in place to mitigate the identified risks
  • Executes audit fieldwork in line with the agreed audit approach e.g. documenting Activity Flows, helping in identifying the key risks, testing of key controls

Your skills and experience:

  • Understanding of Internal audit and/or big 4 audit experience in the investment banking industry, ideally with a focus on Corporate and Investment Banking.
  • Understanding of capital markets financial instruments and expected controls around supervisory oversight over bankers and traders, financial reporting and valuation; trade lifecycle and where key risks are; working knowledge of the financial products traded in the capital markets.